Verena Ross named ESMA Chair
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today announces that its next Chair will be Verena Ross. The appointment was...
Goldman Sachs reports steep rise in Global Markets revenues in Q3 2021
The Goldman Sachs Group, Inc. (NYSE:GS) has just posted its financial results for the third quarter of 2021. Net revenues in Global Markets were $5.61...
ASIC approves 776 Australian Financial Services licences in 2020-21
The Australian Securities and Investments Commission (ASIC) today released its 2020–21 Annual Report. The document provides an insight into ASIC’s activities during the past year,...
CFTC still in the dark about death of John McAfee
The United States Commodity Futures Trading Commission (CFTC) has no official information regarding the reported death of John D. McAfee, who is accused of digital...
Hargreaves Lansdown reports slight drop in revenues in Q1 FY22
UK direct-to-investor investment and online trading firm Hargreaves Lansdown PLC (LON:HL) today published a trading update in respect of the three month period to 30 September...
eToro introduces new “Discover” page
Online trading company eToro has consolidated all the Trade Markets, Copy People, and Invest in Smart Portfolios pages into one comprehensive ‘Discover’ page. The discovery...
Tradeweb introduces Trade at Close functionality for electronic portfolio trading
Tradeweb Markets Inc. (NASDAQ:TW) today announced it has introduced Trade at Close functionality for electronic portfolio trading. U.S. and European clients of Tradeweb are now...
Italy’s CONSOB orders blocking of 10 unauthorized investment websites
Italy’s Companies and Exchange Commission (CONSOB) has ordered the blackout of 10 new websites that abusively offer financial services. The latest set of orders targets...
Eurex Clearing enhances C7 with new Securities Clearing Service
Eurex Clearing has enhanced the C7 platform with a new securities clearing service. The C7 clearing platform was designed to meet a changing regulatory environment....
CFTC fines UBS over deleted audio recordings
The United States Commodity Futures Trading Commission (CFTC) today announced the imposition of a $500,000 fine on UBS AG, a provisionally registered swap dealer, for...