Elon Musk complains about SEC conduct
Elon Musk’s legal representative in a lawsuit brought by the Securities and Exchange Commission (SEC) has submitted a letter at the New York Southern District...
CFTC, SEC go after Infinity Q founder for $1bn overvaluation of investment funds
The Commodity Futures Trading Commission (CFTC) today filed a civil enforcement action in the U.S. District Court for the Southern District of New York, charging...
CySEC outlines procedures for whistleblowing
The Cyprus Securities and Exchange Commission (CySEC) today issued a circular on whistleblowing, detailing the procedures to be used for submitting a report of an...
FXCM Pro focusing on the future: innovation will continue to drive the FX industry in 2022
The following is a guest editorial courtesy of Mario Sanchez, Managing Director and Global Head of FXCM Pro Sales.Continuous innovation has been the lifeblood of the...
FinClear selects Broadridge to grow securities finance business
To assist in optimising its securities finance offering, Australian wealth management infrastructure provider FinClear has selected Broadridge Financial Solutions, Inc. (NYSE:BR). Broadridge’s Securities Finance and...
FCA issues statement on RTC Management Solutions Ltd
The UK Financial Conduct Authority (FCA) today issued a statement regarding RTC Management Solutions Ltd.The FCA says it has refused RTC Management Solutions Ltd’s application...
Deutsche Börse successfully places EUR 500 million hybrid bond
Deutsche Börse AG has successfully placed a corporate hybrid bond in an amount of EUR 500 million. The bond has a term of 26.25 years...
Rakuten Securities to add 200 HK and US stocks to lineup of trading instruments
Japanese online trading company Rakuten Securities plans to add 200 foreign stocks to its lineup of trading instruments. The additions include the stocks of 100...
AUSTRAC orders audit of three Bell Financial Group entities
AUSTRAC has ordered the appointment of an external auditor to three entities within the Bell Financial Group, including Bell Potter Securities Limited, Bell Potter Capital...
BidX Markets receives investment from Solid to launch strategic partnership
FCA regulated multi-asset liquidity solutions provider BidX Markets has announced it has received investment from non-bank market maker Solid, in a step towards building a...