TORA expands UK presence with London office and new hires
Cloud-based order and execution management system (OEMS) and portfolio management system (PMS) provider TORA has announced a significant expansion of their UK presence, with a...
Saxo Bank FX volumes drop below $100B for first time in 5+ years
Copenhagen based Retail FX and CFDs broker Saxo Bank has released its client trading volumes for the month of August 2021, with the company reporting...
SEC charges Rivetz Corp for $18M illegal ICO
The United States Securities and Exchange Commission (SEC) on Wednesday charged Rivetz Corp., Rivetz International SEZC, and Steven K. Sprague, the President of Rivetz and...
FINRA fines Santander Investment Securities for deficient research reports
The Financial Industry Regulatory Authority (FINRA) has imposed a fine of $175,000 on Santander Investment Securities Inc. (SIS) over deficiencies in research reports. Between January...
StanChart initiates research coverage of crypto assets
In response to rapidly growing institutional interest in publicly-traded digital assets, Standard Chartered’s Global Research team has initiated coverage of crypto assets with in-depth reports...
Equiti’s EGM Securities partners with Sterling Capital for Kenya trading
Leading Kenya based online non-dealing forex broker EGM Securities, part of Equiti Group, has announced a corporate partnership with Sterling Capital, a leading investment bank...
Leader of $30M crypto scam pleads guilty to fraud
The Department of Justice (DOJ) announces that Michael Ackerman, who orchestrated a multimillion-dollar cryptocurrency investment scheme, pleaded guilty to wire fraud today before United States...
Exclusive: Tickmill hires Sunrise/BGC exec Derek Wilks as CFO
FNG Exclusive… FNG has learned that FCA licensed Retail FX and CFDs broker Tickmill has hired Derek Wilks as its new CFO. Mr. Wilks’ hiring...
Deutsche Börse appoints Barbara Roth as Head of Group Audit
Deutsche Börse today announced a senior appointment. Barbara Roth will join Deutsche Börse as Managing Director Group Audit from her role as Chief Compliance Officer...
CMC Markets reports transactions in its shares by CFO and Deputy CEO
CMC Markets Plc (LON:CMCX), a major provider of online trading and institutional technology solutions, today announced transactions in its shares by senior managers. Euan William...