FCA imposes £10 million fine on Metro Bank
The UK Financial Conduct Authority (FCA) has fined Metro Bank PLC £10,002,300 for breaching the Listing Rules by publishing incorrect information to investors. The regulator...
Recent News
Standard Chartered appoints David Rego as Global Head of Payments
Standard Chartered has appointed David Rego as Global Head of Payments, Transaction Banking, with immediate effect. He will continue in his current role as Global...
GAIN Capital seeks to preclude OANDA from using new infringement theories in patent lawsuit
The patent infringement lawsuit brought by OANDA against GAIN Capital continues at the New Jersey District Court. In a recent Court filing, GAIN moves to...
StanChart names Nick Huang its Client Coverage head for Asia
Standard Chartered announced today that it has appointed Nick Huang as Head, Client Coverage, Asia. Nick Huang With more than 30 years’ experience in banking,...
HK regulator to launch investor identification regime in March 2023
The Hong Kong Securities and Futures Commission (SFC) today announced that the investor identification regime for the securities market in Hong Kong (HKIDR) will be...
FINRA fines Instinet for alleged reporting rule violations
Instinet, LLC has agreed to pay a $165,000 fine as a part of a settlement with the Financial Industry Regulatory Authority (FINRA). From February 2015...
Cboe Europe Equities announces further enhancement to PAB functionality
Cboe Europe Equities announces a further enhancement to the Periodic Auctions Book (PAB) functionality. The PAB change will be available in Cboe UK and Cboe...
OANDA Japan to change margin requirements for NZD/USD and AUD/USD
OANDA Securities, the Japanese subsidiary of online broker OANDA Corporation, announces changes to the margin requirement for trades in two currency pairs for holders of...
eToro sets $REN positions to “close only”
Due to $REN releasing a new version of the protocol, online broker eToro is moving $REN to close only. “Close Only” means that no new...
Italian regulator blocks access to websites operated by Evolve Consulting LLC
Italy’s Companies and Exchange Commission (CONSOB) has ordered the blocking of access to three websites operated by Evolve Consulting LLC. The websites are https://capitalbiz.io, https://capitalbase.io...