FINRA fines Aegis Investments for deficient AML program testing
Aegis Investments has agreed to a fine as a part of a settlement with FINRA.Aegis Investments failed to conduct annual independent testing of the firm’s...
Recent News
LME sets firm daily price limits for Nickel outrights
LME today published a notice regarding daily upper and lower price limits in either direction for outright Contracts in all base metals. The notice sets...
CFTC imposes $3.25M fine on ED&F Man Capital Markets
The Commodity Futures Trading Commission (CFTC) today simultaneously filed and settled charges against ED&F Man Capital Markets, Ltd, a London-based provisionally registered swap dealer, for...
CQG to launch newest trading and analytics platform, CQG One
CQG, a provider of high-performance technology solutions for traders, brokers, commercial hedgers and exchanges, announced today the phased roll-out of its newest trading platform, CQG...
24 Exchange completes first cryptocurrency NDF trades
24 Exchange announced today that it completed its first cryptocurrency NDF (non-deliverable forward) trades on its platform involving ED&F Man Capital Markets, XBTO and QCP...
Virtu, Arqaam Capital partner to expand market access for equity algo trading
Virtu Financial, Inc. (NASDAQ:VIRT) today announced a non-exclusive co-operation agreement with emerging markets specialist Arqaam Capital (Arqaam) to deploy Virtu’s global equity execution algorithms to...
CME Group to introduce event-based contracts designed for retail investors
International derivatives marketplace CME Group is introducing event-based contracts designed for the retail audience that will make it easier for everyone to trade their views...
Finablr placed into administration
Finablr Plc was placed into administration on 11 March 2022, by a resolution of the directors of the Company.Stephen Goderski and Peter Hart of PKF...
FX week in review: CySEC scolded, eToro results, affiliate compliance, Bitcoin ATM shutdown
Normally on the giving end of citations, warnings and fines, Cyprus regulator CySEC was on the receiving end this week. European financial regulatory oversight body...
Jason Warnick sells 20,000 shares in Robinhood Markets
Robinhood Markets, Inc. (NASDAQ:HOOD) has submitted an SEC filing making it clear that its Chief Financial Officer Jason Warnick has disposed of some shares in...