CFTC reaches settlement in principle with head of $10M fraudulent trading scheme
The United States Commodity Futures Trading Commission (CFTC) and William S. Evans, III, a defendant in a lawsuit over a $10 million fraudulent scheme, appear...
FINRA imposes $200,000 fine on NYLIFE Securities
NYLIFE Securities LLC has agreed to pay a fine of $200,000 fine as a part of a settlement with the Financial Industry Regulatory Authority (FINRA)....
SEC goes after AMV Investments founder
The United States Securities and Exchange Commission (SEC) has taken action against Ann M. Vick, a founder of AMV Investments LLC. According to the SEC’s...
XTB rebounds in Q3 with Revenues up 256% QoQ to $49 million
Poland based Retail FX and CFDs brokerage group XTB (WSE:XTB) has reported its financial results for Q3-2021, indicating that the company bounced back nicely from...
Deutsche Bank opposes spoofing allegations
Deutsche Bank Securities Inc. (DBSI) and Deutsche Bank AG (DBAG) have responded to accusations about market manipulation. On October 25, 2021, Deutsche Bank argued that...
Samtrade FX deploys Centroid’s connectivity, liquidity, and risk management solutions
Retail FX broker Samtrade FX has announced that it has partnered with Centroid Solutions. This partnership will see Samtrade FX offering their multi-asset liquidity to...
FCA to establish fund designed to invest efficiently in long-term assets
The UK Financial Conduct Authority (FCA) has confirmed that it will be taking forward proposals to create a new type of open-ended authorised investment fund...
GMO Financial Holdings marks rise in profits in first nine months of 2021
Japanese online trading services provider GMO Financial Holdings Inc today posted its financial metrics for the first nine months of 2021. Operating revenue for the...
Saxo Markets secures Type 4 and Type 9 Licenses from Hong Kong’s SFC
Online trading and investment specialist Saxo Capital Markets HK Limited announces that it has obtained Type 4 (Advising on securities) and Type 9 (Asset Management)...
Exclusive: Andreas Andreou rejoins HotForex to head Bus Dev
FNG Exclusive… FNG has learned that longtime HotForex executive Andreas Andreou has returned to the company, as Head of Business Development. Andreas Andreou had been...