FINRA goes after StockKings
The United States Financial Industry Regulatory Authority (FINRA) has filed a complaint against StockKings Capital LLC and its CEO Gregory Antonius Lewis. In 2015, Lewis...
Swissquote announces strategic partnership with Luzerner Kantonalbank
Leading Swiss online trading firm Swissquote and Luzerner Kantonalbank AG (LUKB) are expanding their cooperation. From January 1, 2022, LUKB will be Swissquote’s exclusive partner...
Danske Bank to merge MobilePay, Vipps and Pivo
Danske Bank A/S has entered into an agreement with OP Financial Group in Finland and the consortium of banks behind Vipps in Norway to merge...
SEC fines Neovest for failure to register as broker-dealer
The United States Securities and Exchange Commission (SEC) today announced that Neovest Inc., a provider of an order and execution management system (OEMS) that facilitates...
Nasdaq’s Quandl and Marex announce exclusive data partnership
Nasdaq’s Quandl, a provider of alternative and core financial data, today announced an exclusive and innovative data partnership with Marex. The first of several products...
NAGA Group shares tumble 4% after posting 2020 results, 2021 outlook
Shares of social trading focused Retail FX and CFDs broker NAGA Group AG (FRA:N4G) fell by 4% on Tuesday, after the company released its results...
RJ O’Brien promotes Daniel Staniford to President
Chicago-based independent futures brokerage and clearing firm R.J. O’Brien & Associates (RJO) today announced that Daniel Staniford has been promoted to President, acting on behalf...
ASIC proposes new license category for crypto asset ETPs
Australia financial regulator ASIC has released a new Consultation Paper called Crypto-assets as underlying assets for ETPs and other investment products, seeking feedback on proposals...
Rakuten Securities expands offering of trading instruments
In line with earlier reports, online broker Rakuten Securities Australia is expanding its offering of trading instruments. Effective today, more products are available to trade...
eFX pricing solutions co DIGITEC opens London office, managed by Stephan von Massenbach
FX Swaps and NDF pricing and data company DIGITEC has announced the opening of its new London office, managed by Stephan von Massenbach who joins...